| |
HERITAGE
PROTECTION REVIEW SEMINAR IN WALES |
|
| |
METROPOLE
HOTEL, LLANDRINDOD WELLS |
|
| |
7 JUNE 2006 |
| |
SEMINAR
REPORT |
|
| |
|
| |
|
| |
Welcome, introductions and general background
to the review in Wales |
Marilyn
Lewis, Director of Cadw |
| |
The
Review in England |
Emma
Brown, Department for
Culture, Media and Sport |
| |
The
Welsh perspective
|
Cadw |
| |
|
Jean
Booker |
| |
|
Laurence
Burr |
| |
|
Richard
Avent |
| |
Plenary
Q&A session |
|
| |
Group discussions |
|
| |
Next steps |
|
| |
Annex
A - Seminar position paper |
|
| |
Annex
B - Discussion paper on records (used in workshop session) |
|
| |
Annex
C - List of delegates |
|
| |
Annex
D - Glossary of terms |
|
| |
|
| |
Welcome,
introductions and general background to the review in Wales - Marilyn
Lewis, Director of Cadw
Mrs Lewis welcomed delegates to the seminar and was pleased that a wide
range of organisations were represented including local authorities and
national parks, amenity societies, archaeological groups, Government agencies,
interested organisations as well as Welsh Assembly Government officials
from Cadw. Particular thanks were given to colleagues - Emma Brown and
Jim Burke - from the Department of Culture, Media and Sport (DCMS) who
had come to set the scene of the proposals as they related to England.
Some invitees had told Cadw that they would have liked to attend, but
that the date was not convenient. Cadw would therefore ensure that there
was feedback from the day, and a seminar report would be produced and
distributed which would enable written representations to be made. Similarly,
Cadw would be discussing the issues further with colleagues in the Assembly
Government since some of these matters would extend beyond the remit of
Cadw.
2. The view had been expressed that an earlier seminar in Wales would
have been helpful. However, it was not possible for Cadw to arrange one
at an earlier date because there was no certainty when Ministers wanted
to issue a White Paper - and the Culture Select Committee was also looking
at the matter. However, as soon as it was announced that there would be
an UK Government White Paper in the autumn, Cadw had moved to ensure that
there was an early consultation seminar in Wales to allow time for views
that would be considered to inform the drafting of the White Paper.
3. Mrs Lewis explained that the reform of the heritage protection system
was one of the UK Government's strategic aims for the sector. The current
protections had built up over many years - the first legislation for ancient
monuments dated back over a century. We commonly referred these days to
the 1953, 1979 and 1990 Acts - and others. Unlike other subject areas,
however there were not regular Heritage Acts. The existing legislation
was therefore arguably durable, although there were in contemporary society
different expectations. We needed to be more open and accountable. We
needed a system that reflected these changes in society to take us into
the future and be fit for purpose for a number of years to come.
4. The perception was perhaps that while particular parts of the heritage
protection process worked well the system as a whole was considered by
some to be confusing and complex, especially for the general public. For
property owners in particular, the systems of listing and scheduling were
perceived as being secretive and unfair. The Government's proposed reforms
were designed to tackle these issues by streamlining regulation and introducing
greater openness and flexibility to the system as a whole.
5. There was support
for change. Separate consultations were carried out in 2003 in England
and Wales and the report produced in Wales after that consultation indicated
that many supported an agenda for reform - especially in those areas that
made the system more open and accountable. It was against this background
that the UK Government was proceeding with its heritage protection proposals.
The misplaced view had been expressed that legislative changes applied
to England only, and not Wales. However, the fundamental principles of
transparency, streamlining regulation and accountability were shared by
Ministers in England and Wales and a joint White Paper and Bill were envisaged.
Given that the current legislative framework was the same for both countries
and that some heritage assets crossed boundaries, it was anticipated that
many of the new measures would apply in each country.
6. However, there were currently differences in approaches and application
in Wales and these must be reflected in the proposals for Wales. It was
proposed to have a specific section to cover Welsh needs and proposals
in the forthcoming White Paper and this seminar centred upon discussing
the Welsh perspective. The seminar though was not about decisions. At
this stage, although Ministers had indicated general principles and headline
reforms, details were still to be determined. This seminar was about ideas,
sharing experience and dialogue to ensure that views were expressed and
taken into account in considering the best way forward for Wales. It was
critical that delegates, and others working in the historic environment
in Wales, took advantage of the opportunities to contribute to this process.
7. It was important to consider the Welsh context against the background
of developments in England. Some of the measures we would want to replicate
because they make sense for circumstances in Wales, but others might not
suit our circumstances and we would need to develop our thinking on these
through the course of the day and in the weeks and months to come.
|
| |
|
| |
The
Review in England - Emma Brown, Department for Culture, Media and Sport
8. Ms Brown said that she was pleased to attend the Welsh seminar to be
able to talk about the Heritage Protection Review (HPR) as it related
to England, so that it might help inform discussion about what might happen
in Wales. Although the prospect of a Welsh seminar had been considered
for some time it had been delayed because the overall time-scale of the
White Paper had slipped. But it was timely now because things have moved
on with the outcome of pilot projects in England so there was more of
an insight into how the proposals might work in practice - although much
still remained to be decided.
9. Paradoxically, this was both a joint and separate process. Joint because
the primary legislation is on an England and Wales basis and a joint White
Paper was planned - but separate because there was flexibility in operation
to allow for different circumstances in Wales.
10. The context for the HPR in England developed from two key policy documents,
though there was also a quite separate policy review undertaken in Wales.
The first was Power of Place published in 2000. This was a sector-wide
review of policies relating to the historic environment in England, led
by English Heritage.
11. Power of Place underlined how much people valued the historic environment,
and how much they thought it contributed to their quality of life. It
emphasised the importance of effective partnerships for managing the historic
environment and made a large number of recommendations aimed at central
government, local government and the heritage sector about how to develop
these partnership and improve our management of the historic environment.
12. The Government's response to Power of Place was A Force for our Future
and was published in 2001. This confirmed a lot of the findings of the
Power of Place report and underlined that the historic environment was
valued both for its own sake and for the wider contribution it made to
other policy agendas.
13. A Force for our Future set out five Government objectives in relation
to the historic environment:
- That there was
firm leadership and partnership in the sector, with a sound knowledge
base
- That the full potential
of the historic environment as a learning resource was realised
- That the historic
environment was accessible to everybody
- That it was effectively
protected and sustained
- That its importance
as an economic asset was harnessed.
14. The HPR was the
Government's means of achieving the objective in relation to effective
protection. It was though also worth noting that delivering an effective
heritage protection system would provide an important stepping-stone to
achieving the other four objectives.
Planning reform and the historic environment
15. Of course, the historic environment does not exist in isolation, and
the HPR in England was not only a DCMS project, it was also an important
part of the UK Government's planning reform agenda. As research carried
out for Power of Place showed, the historic environment was central to
providing a sense of community for many people. This sense of community
was an important building block in developing sustainable communities
- places where people wanted to live and work, both now and in the future.
16. The 2005 Planning Act had made sustainable development the statutory
purpose of planning. The effective protection and management of the historic
environment was a key means of achieving this sustainable development.
Engaging people and communities in decisions about the environment in
which they lived was another key aim of planning reform. The historic
environment was one of the most powerful catalysts for this involvement.
People wanted a say in how historic buildings and sites around them were
maintained, used and developed because they cared about them.
Why reform?
17. There were specific reasons behind the proposed reforms. In 2003,
DCMS published a consultation document on reforming the heritage protection
system in England - and there was a parallel exercise in Wales with ideas
for change. The consultation in England identified three key drawbacks
to the current system.
18. First, as a result of being built up piecemeal over time, the heritage
protection system was considered over complex. There were a variety of
different designation systems, which operated to different criteria and
were administered in different ways by different people. These different
designation systems were linked to different levels of protection and
regulation. To illustrate this a photographic slide was shown for St Leonard's
Infirmary in York, which illustrated how complex it could get when sites
had multiple designations.
19. The infirmary was both scheduled and listed at grade I. Underneath
the infirmary were the remains of Roman Interval Tower, (which was included
in all the designations); it sat in a grade II registered garden, which
also contained St Mary's Precinct, which was scheduled. This complexity
meant that any works that might be needed were a bureaucratic nightmare.
Scheduled monument consent was administered by DCMS, with advice from
English Heritage; listed building consent was administered by the local
planning authority with advice from English Heritage in certain cases.
20. Linked to this complexity was a perceived level of secrecy and poor
provision of information and, until last year, owners were not routinely
told whether their building was being considered for listing. Even where
information was not being withheld, it could be hard to get hold of and
seemed even harder to understand.
21. Second, the system was slow and expensive for everyone involved. In
England, the average time taken to process a listing application was six
months, though for complex cases it could be a matter of year; and processing
an application for scheduling took around four months. The time taken
to process consents was much shorter, with most local authorities achieving
the eight week target, and the new Planning and Compulsory Purchase Act
helped to speed up some elements of the process. But time-scales associated
with the system could still involve considerable costs for owners, managers
and those involved in development. Ms Brown understood that the system
generally operated at a more accelerated pace in Wales.
22. Finally, the
system was regulatory and burdensome. It was a system that was considered
to be very good at saying 'no', but was less good at encouraging the effective
management of sites. The number of separate consent regimes, combined
with planning permission, involved huge amounts of paperwork. The Department
for Communities and Local Government (DCLG) was introducing a standard
application form which would help streamline the system in England, but
there was much more scope for rationalisation.
Aims of the review
23. Responses to the 2003 consultation exercise in England supported the
conclusions about the current heritage protection system. There was a
clear and consistent call for reform from across a number of different
sectors. The aim of the HPR was to design a new system that was:
- Open - so that
it was easy for people to understand and to become involved in
- Simple - so, that
it was more streamlined and efficient
- Democratic - so
people, including owners and managers, had the opportunity for their
voice to be heard in the protection process
- Accountable - so
decisions could be justified.
Principal
reforms
24. But what did these aims mean in practice? The recommendations following
the consultation in England were set out in a decision document that was
published in 2004.
25. DCMS wanted to introduce a Unified Register of Historic Sites and
Buildings of England. This Register would unify the currently separate
designation systems of scheduled monuments, listed buildings, registered
parks, gardens and battlefields, and World Heritage Sites into a single
process, administered by a single organisation - responsibility for designating
would be transferred from DCMS to EH. As an interim measure to improve
the system, EH had already taken over the administration of the listing
system, although DCMS still made the decisions.
26. Creating the new Register was not as simple as joining the existing
lists together and there would be new statutory definitions of historic
assets accompanied by new selection criteria for each type of asset to
back up the new unified Register.
27. Prior to designation, EH would begin consulting on applications to
designate. This provided the opportunity for those with knowledge of the
site to provide information relating to whether the site met the statutory
criteria for designation. Previously, the first some owners might have
known of a listing application was a letter to confirm that the property
had been listed, so this development went a long way to opening up the
system.
28. Understandably, there was concern that telling people about an application
to designate before a decision was made, may lead the less scrupulous
to damage their property, destroying any special interest, so it could
not be listed. Therefore, DCMS was considering the introduction of interim
protection and how this might complement or replace the current Building
Preservation Notice system.
29. The new Register would fundamentally change the way in which sites
were described and mapped. Ms Brown understood that in Wales list and
scheduling descriptions were far more comprehensive than in England, where
many were considered inadequate. This was illustrated by the list description
for Canterbury Cathedral (grade I listed and a World Heritage Site) but
where the description was only seven lines long.
30. The new style Register entries would be more comprehensive, indicating
why they had been designated and why they were considered to be of special
architectural or historic interest. This would improve people's understanding
of historic sites around them or in their care, information vital to those
applying for and processing consent applications. The pilot projects demonstrated
how helpful these were when drawing up Heritage Partnership Agreements
(HPAs). The list description for one of the pilot projects at a London
underground station indicated areas that were not of special interest.
This made it clear to owners and the planning authority that works carried
out there would not need to be given the same level of consideration as
other areas, therefore reducing unnecessary consent applications or enquiries.
31. A clear description, with a summary of why the site was important,
would also play a crucial role in the new statutory appeal process. Currently,
a review of a listing decision could be requested, but this was made to
DCMS, which was responsible for designation. EH would be responsible for
the designation; and so the new right of appeal would be to the DCMS Secretary
of State. The basis of an appeal would be either that there has been a
mistake in the process; or that the site did (or did not) meet the criteria
for designation.
32. DCMS was also considering revising the grading system for new items
on the Register and whether it would be appropriate to introduce it for
archaeological sites - potentially merging grade I and II*.
33. The new Register would provide the opportunity to remove dual designations
and there would be a local section, to include conservation areas and
other locally important sites.
34. DCMS was also committed to ensuring that all local authorities in
England should have access to HERs. Extending provision of the HERs would
provide a vital resource to planning authorities and historians and as
an educational resource. Meeting a defined national standard, HERs would
link to DCLG's e-planning to aid planning authorities' knowledge of the
historic environment, and benefit environmental stewardship schemes.
35. The second element of the reforms in England related to the management
of the historic environment. The key proposal was the integration of separate
regimes of scheduled monument consent (SMC) and listed building consent
(LBC) into a new unified heritage consent. This would not mean that all
historic assets were treated in exactly the same way. That would be inappropriate
and impractical. DCMS needed to ensure that the consent allowed sites
in use to change and adapt in a way that their special interest was not
compromised; but archaeological sites and monuments, where it was assumed
that major change was undesirable would be under closer supervision -
similar to scheduled monument consent now.
36. This was demonstrated to be a useful approach at another pilot, Kenilworth
Castle. Here, there were a range of designated structures on the site,
and the new unified designation system clearly distinguished below ground
archaeology and monument structures from standing buildings that were
either in use or were capable of adaptive re-use, replacing the current
confusing overlaps of listing and scheduling. On the basis of the definitions
of these different assets in the new Register, it had been possible to
match the regulatory regimes to deliver either detailed scrutiny of repair
and maintenance at one end of the scale or more dynamic change of use
and adaptation at the other.
37. The proposal in England was that local authorities would administer
this new consent, with involvement from EH as appropriate. It would also
be taking this opportunity to review the class consent for ploughing.
DCMS also wanted to introduce a new management option for historic sites
called Heritage Partnership Agreements (HPAs). These would be statutory
agreements between the owners and managers of sites, local authorities
and, where appropriate, EH. They would set out a vision for the management
of the site over a period of 5-10 years including conservation principles
underpinning any work on the site, a schedule of minor works that would
not need individual consents, and an assessment of major works that would
need consent.
38. The intention was that these HPAs would improve relationships between
the organisations involved in protecting and managing sites, and would
streamline the current consent process. HPAs were likely to be time consuming
to negotiate, implement and monitor and would not be suitable for all
sites. But they might be very useful for large, complex sites, or for
a number of similar assets under the same ownership.
38. HPAs were not though a replacement for planning permission for major
works. They were designed to cover foreseeable works with a description
of how the works were carried out. If the duty holder did not intend to
carry out the works in the way specified in the Agreement, then consent
would have to be applied for. If works were not carried out as specified,
and separate consent had not been gained, then the usual legal framework
would apply and enforcement action could be taken. The pilot projects
in England had shown how effective they could be.
The Cornish Bridges pilot
39. A series of bridges, crosses, and milestones owned by Cornwall County
Council as the highways authority but with input from 3 district councils
was considered as a pilot because they had been cumbersome to manage in
the past.
40. The current systems were inconsistently applied - some of the assets
were listed, some scheduled and some both. One bridge had 2 list entries,
one for each end of the bridge, in different parishes with different names
and grades. Scheduling did not fit well with bridges that were still in
use - likewise, listing did not sit well with monuments such as milestones
and crosses because they were redundant. Processing the consent applications
could take some time and many of them were repetitive - for example, minor
works for vegetation clearance took around four months to approve; this
became more problematic when bridges were damaged - some were on Cornwall's
tourist trail and they were not designed for modern traffic. One bridge
was damaged four times in one month, which could result in a lot of repetitive
paperwork.
41. The documentation of the assets was reviewed. Dual designations were
resolved and new style Register entries were drawn up, with a description
of the asset and a 'summary of importance' - an explanation of why the
site met the criteria. The planning authority and EH drew up a HPA, with
assistance from the Milestones Society.
42. The HPA had a conservation framework. This set out the principles
for managing the asset, a list of the assets included, the works covered
by the pilot with a clear description of how works should be carried out,
and works not covered by the Agreement. As a result the elapsed time in
place for decision making could reduce from three months for scheduling
to two days; and for listing from two months to two days.
43. There had been other less quantifiable benefits. The technical rigour
of the works specification ensured that work was carried out to a high
standard, working relationships and communication between partners, and
within the council, had improved and the Agreement demonstrated to the
public the council's commitment to maintaining its historic assets to
a high standard.
Other proposals - short term
44. These changes would not require a change in the law to make them happen.
Given this, the English review also involved a number of short-term changes
to improve the current system that could be made within existing legislation.
44. The first short-term measures were a series of changes to the current
listing system that would be implemented over the course of 2006. In 2005,
DCMS transferred responsibility for the administration of the listing
system to EH. EH was due to introduce a number of improvements to the
system - such as new notification and consultation arrangements, and the
provision of new information packs to the owners of listed buildings.
45. The second short-term proposal involved changes to the current criteria
used for assessing buildings for listing. In 2005 DCMS launched a consultation
exercise setting out revised criteria that were designed to fashion a
more open system by making listing decisions easier to understand. DCMS
planned to publish the analysis and revised criteria with the White Paper.
Other strands
46. In addition to the main review process DCMS had also undertaken two
separate reviews - one of the ecclesiastical exemption from listed building
controls, and a second on the marine historic environment.
47. In terms of the ecclesiastical exemption, it was worth considering
that historic churches account for 45% of Grade I listed buildings in
England. The review in England concluded that there was a strong case
for the ecclesiastical exemption to continue in its present form, but
that the rest of the system governing the protection of church assets
would need to reform along the same lines as the HPR.
48. The proposed heritage protection reforms, particularly improved designations
and HPAs, had the potential to bring real benefit to church sites. As
a next step, DCMS had set up a small number of pilot projects in partnership
with the Church of England to look in detail at how a revised protection
system might work alongside the ecclesiastical exemption.
49. The separate review of the marine historic environment had considered
how a simpler, more open and flexible system might be delivered in light
of the particular needs of the marine environment - where ownership, use,
access and mapping could all be more complex than on land. A key issue
had been that much marine protection legislation was UK-wide, as opposed
to the land reforms. With colleagues in Wales, Scotland and Northern Ireland,
DCMS had been considering how to balance this UK-wide issue against the
desire to see as much commonality as possible between terrestrial and
marine systems.
50. The marine review's two working groups had been looking at the issues
of definitions and designation, and salvage and were finalising their
reports.
Local authorities
51. It was important not just to change the designation and management
of historic assets, but also to streamline the administration relating
to them. Inevitably, in England, EH would be instrumental, but local authorities
would also play a key role as administrators of the new heritage consent,
and as negotiators in heritage partnership agreements and DCMS needed
to ensure that local authorities were equipped to do this.
52. DCMS had carried out research in England that looked at current variations
in models for delivering historic environment services at local level,
and assessing the capability of these models to deliver the HPR reforms.
This had been encouraging and had thrown up lots of examples of local
authorities that were already collaborating to deliver historic environment
services in innovative ways. It also highlighted that for local authorities
that were already strong supporters of the historic environment (the historic
environment champions), the proposed reforms were seen as an extension
of current practice. For local authorities with little focus, it was more
challenging.
53. Similarly, while the research highlighted some concerns in local authorities
about resources, in general there was widespread support for the principles
of the reforms. District councils in particular saw these as an opportunity
to take greater ownership of the management of the historic environment,
so the research had found very little support for sub-regional pooling
of services.
54. While concerns had been expressed about resources, these were primarily
about start-up costs rather than ongoing management of a new system. HPAs
would be optional for local authorities and whilst they would have the
new equivalent of SMC to administer, current levels of consent applications
worked out at an average of no more than four per authority. The heritage
protection review represented a very helpful opportunity to clarify Government
expectations in terms of local historic environment services and to help
create a useful 'job description' for local authorities in relation to
historic environment services.
Timetable
55. DCMS intended publishing the joint England and Wales White Paper later
this year - the timetable had been pushed back because there had been
a recent Culture Select Committee inquiry in England into heritage, which
was due to report in June 2006. It was sensible to consider its comments
before any new legislative proposals were published.
56. Assuming that UK Parliamentary time was secured DCMS envisaged that
new legislation could be introduced in the 2007/08 Parliamentary session
and implementation in 2010.
57. To conclude, DCMS was very positive about the HPR. Responses to the
consultation in England had shown a huge amount of support for its proposals,
and a system could be delivered that brought real benefits to everyone
involved. This had been borne out by the EH pilots, and good progress
was being made towards the White Paper.
58. This was though a complex set of reforms. It was essential that people,
both the public and professionals, were aware of them, understood them
and were convinced of their value. This seminar was a very important step
in the communication process.
|
| |
|
| |
The
Welsh perspective |
| |
Background
and legislative context - Jean Booker, Cadw
59. Mrs Booker said that the key points of the proposed reforms in England
were useful background to set the context for considering how the new systems
might work in Wales. We did not want to look at change for the sake of it,
but to look at ways we could move forward to the benefit of the historic
environment.
60. Wales did not yet have powers to make primary legislation and a referendum
would be required in Wales before this might be a possibility. The primary
legislation was currently common between England and Wales, although the
National Assembly could make secondary legislation. Previously, the National
Assembly (and before it the Welsh Office) had sought to have flexibility
in the drafting of new Bills to be considered by the UK Parliament and the
primary legislation would include an enabling power to allow different approaches
and timings to be set out in the Welsh secondary legislation. This could
still happen and the Assembly Government hoped to seek flexible enabling
powers in the new Heritage Protection Bill. To illustrate this, Mrs Booker
referred to an extract from an Education Bill, which was currently going
through Parliament.
61. However, the new Government of Wales Bill, which was expected to be
enacted this year, would provide the National Assembly with further powers.
It would be possible in a Heritage Bill to seek an Assembly Measure that
would have the effect of having primary legislative powers in specified
areas. It was not yet possible to give an example of this - the details
had yet to be worked out - but as a very broad illustration, the Assembly
Measures would probably be based on the framework powers which currently
applied and which had also been reflected in the Education Bill.
62. So there was considerable scope to devise a legislative system which,
subject to consultation and the wishes of the National Assembly and the
UK Parliament, responded to the specific needs and priorities of Wales.
It was against this background that we needed to look at particular elements
of the heritage protection review where we might want to develop a different
approach from England.
63. Emma Brown had outlined the proposals for unified designations. The
current listing and scheduling regimes were common to England and Wales.
However, in Wales there was no Battlefields Register as in England (although
Cadw and the Royal Commission on the Ancient and Historical Monuments of
Wales were looking at its feasibility) and the Register of Historic Parks
and Gardens was compiled on a voluntary basis. Cadw had suggested previously
that when the Register of Parks and Gardens was completed, it would move
to a statutory consultation. Until now it had not been possible to find
a legislative slot and the question arose whether it could be achieved under
the umbrella of the HPR reforms. Designation as an historic park or garden
imposed no consent requirement, apart from listed or scheduled structures
in a park, but it was beneficial as a material consideration in planning
applications.
64. If there was to be a unified Register of designations in Wales - and
the 2003 consultation indicated support for this - there would be a need
for new statutory definitions to cover categories such as buildings, monuments
and sites. The Assembly Government's view at this stage was that it would
be illogical to have different definitions for designations in England and
Wales. Some of our historic assets cross boundaries - such as Offa's Dyke
- and we needed to continue the consistency that we have now, even if definitions
changed.
65. Similarly, it did not seem sensible to have a different grading system
from England. However, there did need to be some discussion on what the
grades should be. In England, two grades had been suggested, with grade
II* possibly disappearing and the current scheduled monuments all moving
into a grade I, in recognition of their importance. What did people feel
about this? It would be worth feeding comments into the ongoing discussions.
Was there a value in the II* or did it create confusion? And should the
current scheduled monuments be graded since a unified system would seem
to demand this.
|
| |
|
| |
Designations, listed building consent and partnership
agreements - Laurence Burr, Cadw
66. This seminar was about helping the Assembly Government decide how
the ideas which have been described for England, or some variation of
them, could operate sensibly in Wales to improve and strengthen the existing
heritage protection arrangements. It was important to consider that further
in the area of designations, listed building consent and Heritage Partnership
Agreements.
67. Ms Brown touched on what some people had perceived as the degree of
secrecy attached to the system, and the paucity of information. She also
described the importance in England - which we share in Wales - of engaging
people in the processes and ensuring that when decisions were made which
affected them they were done so openly. In this way those affected would
understand the reasons for that decision and had the opportunity and the
means with which to challenge it.
68. In the course of the accelerated listing resurvey Cadw recognised
early on
that it had to try harder to give owners more information about the importance
of their buildings when listed. That is why, a decade or so ago, Cadw
decided that it should change and add to the format of list descriptions
to provide more information about what made a building important and why
it was listed. This was in addition to responding to requests from local
authorities and others to provide more descriptive narrative of a building's
principal features to better inform development control decisions.
69. An example of
this new fuller style description was illustrated in an example of Ardwyn
Nursery and Infant School, Welshpool, which was listed in 1996. The expanded
justification statement was written to provide the education authority
with clear guidance on the building's importance and to inform its approach
to future works. Delegates were asked for their views on this approach
and whether it needed further refinement. It was also for consideration
whether this principle should be extended to those buildings listed before
1996 - some, 9,000 or so - which currently did not have listing justifications.
As in England, practice in Wales has been, when applicable, to distinguish
those parts of buildings which are not of special interest. An example
of this was the Cyncoed Methodist Church in Cardiff, which had some parts
that were of less importance than others. It would be helpful to know
whether this was an approach that Cadw should develop further.
70. Cadw had also progressively introduced fuller and more informative
scheduling entries, again with the intention of better describing the
importance of a site. There had also been some changes in the level and
frequency of contact with owners. During the survey, contact with owners
ahead of listing was the exception rather than the norm. This approach
was fuelled by concerns that, as elsewhere, some unscrupulous owners might,
on being given notice of listing, carry out precipitate works. Where contact
with an owner was necessary perhaps to assess the interior of a building
for listing and there was some concern about the owner's intentions towards
it Cadw would bring forward a building for spot listing and send informal
notification to the owner afterwards.
71. Most recently however Cadw had begun formally to advise owners of
a request to list and inviting comments explaining, with supporting material,
the purpose of listing and what the implications of statutory protection
would be if confirmed. In the case of the relatively few listings undertaken
since the end of the survey this direct approach had not generated any
particular concern as to a building's integrity and this seemed set to
become a formal part of procedures. But it would be helpful to know from
delegates experience whether Cadw needed to guard against possible losses
through applying some interim measure of protection perhaps in the way
that had been touched upon. Interestingly for proposed schedulings, Cadw
had always consulted owners of monuments identified for scheduling and
this was a practice it would continue. Cadw knew of no example where advance
notification of scheduling had led to the loss of important remains.
72. Emma Brown had mentioned changes to the listing criteria and the work
being undertaken in England. In Wales, we had not thought it appropriate
to revisit these while the survey remained incomplete to avoid introducing
any inconsistencies in the selection process. However, now that it had
finished the Assembly Government would want to look at this area in the
light of evidence emerging from England. It would be helpful to have delegates
views on this to ensure that the criteria continue to capture the distinctiveness
of Welsh buildings and evolve over time so that they remained relevant.
73. There was currently no statutory appeal process against designation
decisions. Cadw's practice had long been however to act as if there was,
and, when owners had objected it had assessed the appeal as objectively
and independently as possible - often involving a different inspector
not otherwise involved in the case. But for some owners the absence of
a statutory right of appeal had been a significant matter of principle
and one that they told us was at odds with their human rights. Ministers
in the Assembly Government were sympathetic to this and wanted to provide
a statutory right of appeal. The dilemma for Wales - unlike England, which
had the benefit of EH at arms' length from Government - was to whom should
the right of appeal be made. Was it right that an appeal was made to the
Assembly Government when it was the Assembly itself which designated the
asset. This arrangement might not be thought to provide sufficient independence.
Cadw had no settled view on how this would best be applied in a way that
provided appellants with the confidence that their appeals were being
evaluated properly and we would welcome suggestions.
74. One idea Cadw was considering was that if appeals were to be made
to the Assembly then it might invite an appropriately experienced body
- at arms length from the Assembly, but linked to it - to advise on the
appeal while retaining the adjudication role to the Assembly. We should
be glad of suggestions as to who and how this role might be performed.
One idea - and it was no more than that - was to invite the Assembly Government's
newly reconstituted independent advisory bodies the Historic Buildings
Advisory Council and the Ancient Monuments Advisory Board to advise. Delegates
were invited to express their views on that.
75. Mr Burr referred to the suggestion that a unified consent should be
sought from local authorities. In the case of listed building consent
applications, Cadw received some 1,000 notifications annually of consents
authorities were minded to approve. Notification was to provide the Assembly
with the opportunity to call in applications for its own determination.
In practice few were called in and those that were, were those which gave
rise to issues of particular significance or controversy. Applications
to authorities for consent to works to listed buildings presented some
particular issues in Wales where the level of local authority expertise
was thinly spread. The idea that local authorities should be a one stop
shop for consents had clear attractions in terms of ease of application,
but in Wales this might be more difficult to pursue than in England where
there were differing traditions with regard to local authority involvement
in the consent process.
76. In the case of listed building consent it had been an objective of
Cadw for a number of years to build up at local authority level an increased
awareness and understanding of the issues which confronted the management
of a designated property. That was why we had encouraged, amongst other
things, each authority to establish its own Buildings at Risk Register
and it was comforting to know that most now had. But the concept of listed
building consent delegation had proven less attractive with only four
authorities currently enjoying a right to determine certain applications
in its area. It was for consideration whether, against this background,
the time was right to embrace in Wales the sort of changes for consent
to works to buildings envisaged in the HPR. The principal difficulty,
which seemed to have prevented a greater take up of delegation in Wales,
was the absence of experienced or qualified conservation officer staff
at local authority level. So in these circumstances, and in the light
of the proposed reforms outlined in the HPR package, were there any other
approaches which suggested themselves?
77. The HPR reforms described proposals to introduce management type agreements
to improve and speed up decisions on the multiple designated sites. It
was for consideration how much of this could usefully be applied in Wales
as it did not, by and large, have the complex sites of the sort that had
been described in England. The principle may though have some application
in relation to those estates, which enjoyed multiple designations. Cadw
would be glad to know how delegates saw all of this applying to Wales.
Local authorities already had the option of discussing with owners a forward
programme of anticipated works to identify any difficulties and to review
these with the owner to ensure that the formal application process was
taken forward as painlessly and as quickly as possible.
|
| |
|
| |
Historic
Environment Records - Richard Avent, Cadw
78. As had been explained,
the current proposals envisaged the new heritage consent regimes being
administered at the local authority level as part of the wider consent
process. Although viewed as one heritage consent, it would have separate
strands according to the type of asset. Hence SMC would continue to have
the same force as at present with emphasis on the continued long-term
preservation of the site.
79. By way of background,
in Wales last year Cadw processed 100 scheduled consent applications.
This figure had remained largely unchanged over recent years despite the
fact that the number of schedulings increasing by between 110 and 120
per year. These days most scheduled monument consent applications were
for positive works or those that had a largely neutral impact on the site.
20% also involved successful applications to Cadw for grant aid, sometimes
also involving advice, particularly on the conservation of upstanding
masonry, from Cadw's specialist Inspectorate and architectural staff.
These consent and grant processes were dealt with by Cadw, as an integrated
process. Some of these grant cases were also among the 40% of last year's
applications for SMC which were made by local planning authorities and
which, by analogy with the existing listed building consent arrangements,
would need to be determined by the Welsh Assembly Government under any
devolved arrangements.
80. An issue that
needed to be considered was how the remaining 60 or so scheduled monument
consents per year would be administered by local authorities bearing in
mind that, currently, only three authorities - Wrexham, Denbighshire and
Blaenau Gwent - and two of the three National Parks - the Pembrokeshire
Coast and Snowdonia - had in-house archaeological expertise. Alternatively,
there may be a view that the number of applications was too small to justify
delegation and that Cadw should continue to perform this function.
81. If Wales followed
along the same lines as England, Cadw would maintain the Register of Historic
Sites and Buildings of Wales, which would probably, also be accessible
locally via the Historic Environment Records (HERs). The HERs would then
play an important role in delivering the new arrangements at the local
level. In England, most HERs were located within local authorities that
were statutory bodies while in Wales the regional HERs were based within
the four Welsh Archaeological Trusts, which were registered charities
and did not have a statutory status. Some Welsh local authorities and
National Parks had their own historic environment records although seemingly
these appeared to concentrate on listed buildings.
82. The Royal Commission
on the Ancient and Historical Monuments of Wales maintained the National
Monuments Record for Wales. It had also established an embryonic maritime
database for Wales. Cadw had digital databases for its records of Scheduled
Ancient Monuments, Listed Buildings and Historic Parks and Gardens, and
Amgueddfa Cymru - National Museum Wales has a digitised database for its
collections. In recent years these three national organisations and the
Welsh Archaeological Trusts had worked together to implement a Strategic
Framework for Records Relating to the Historic Environment of Wales. One
of their aspirations was to establish a common web portal to all these
records.
83. In addition to
their existing heritage management and development control roles, the
HERs would underpin any new arrangements for local delivery of the HPR
review proposals by providing high quality, electronically accessible
records. To do this all records within the HERs would need to be comprehensive,
of a high standard and consistent in terms of data standards. They should
also be available on line via the Trusts' websites and accessible through
a common web portal. Work was already under way in Wales, much of it funded
by the Royal Commission, to help the Trusts achieve the first benchmark
standard in the Historic Environment Records: Benchmarks for Good Practice,
published by English Heritage and the Association of Local Government
Archaeological Officers but these were likely to undergo revision in the
near future. The Royal Commission was also leading the way in establishing
consistent data standards.
84. One issue for
consideration involved what one might call the interoperability of databases
at the local level. All four regional Trust HERs had well-developed records
of archaeological and other historic sites which were used on a daily
basis for development control advice to local planning authorities. Over
recent years much of the site data in these records had been enhanced
through field validation undertaken as part of a series of Cadw-funded
projects. As far as was known, local planning authorities relied on their
own databases and, where these had been compiled, local buildings at risk
surveys, for their historic buildings work, particularly listed building
consents.
85. Under the proposed
arrangements the data on all the assets to be covered within the unified
consent regime would reside in the regional HER which would contain, or
have access to, the databases of nationally-designated assets. However,
as opposed to England, the HER would not itself reside within the local
authority. One of the issues to be considered was how all of this might
work in practice - how comfortable local authorities might feel in moving
away from the use of in-house databases to a more integrated regional
HER.
86. A rather more
difficult issue which still had to be resolved on the wider HPR review
front was how a maritime database was to be accommodated and used in Wales
if, following the results of a separate review, it was decided to include
maritime assets within the new Register and consent processes.
87. Finally, the whole
issue of record enhancement in Wales needed to be linked to providing
long-term security for the Trusts' records and the Government's statement
that it would consider making access to a historic environment record
a statutory requirement of all local authorities. The way this might be
implemented in Wales, where the main records were not held by statutory
bodies, needed further consideration and may be another of the issues
for discussion.
|
| |
Plenary
Q&A session
88. Mrs Lewis said that there would be an opportunity to discuss the issues
addressed in the presentations and the matters they raised at the break
out sessions. However, she invited representatives to pose any questions
at this stage either to seek further clarification on a particular point
of concern or to flag up any issues for further discussions later in the
day. Wide ranging discussions covered:
- Powers of enforcement
- it was noted that no reference had been made to enforcement powers
and whether these might be included in an eventual White Paper. It was
not intended that enforcement would be an issue in the White Paper and
the powers would remain as now.
- Local authority
resources (lack of) - in England a research study had been undertaken
to assess the capability of local authorities to handle the additional
responsibilities and work envisaged in the HPR reforms. There were no
plans to replicate this research in Wales and it was for consideration
whether there would be any value in doing so until such time as decisions
of principle had been taken on what additional responsibilities it might
be appropriate to delegate local level.
- Wider historic
environment agenda - it was right that consideration should be given
to devolving decision making to a more local level to enable the Assembly
Government, and Cadw, to consider wider issues of strategy and move
the historic environment into other areas such as the economic and sustainability
agendas. It was noted that in its forward work plan Cadw was focusing
on how it could create a climate where the value of the historic environment
could be recognised in wider policy areas.
- English pilot studies
- delegates found the results of the Cornwall pilot study interesting
and questioned whether the results of the other pilot projects would
be made public. It was noted that DCMS intended to publish the results
of the most advanced pilot studies (not necessarily the best, or most
successful) at the time of the publication of the White Paper. It was
likely that eight pilot projects would be reported on at this time.
- Scheduled monument
consent - the numbers of applications dealt with annually in Wales quoted
did not take into account the intended review of class consents, following
which, the number of SMC applications which might need to be dealt with
might increase. Before delegation it would be necessary to make a more
detailed assessment of the numbers involved following the class consents
review. It was recognised that this was the case, and that there would
be claims for compensation relating to ploughing. Cadw would also consider
how it might encourage farmers to consider less damaging ploughing techniques.
- Historic environment
service - there was a need to ensure that local authorities had adequate
skills and training to deliver an holistic historic environment service
before placing with them the responsibility to do so. However, in England,
it was undecided how this might translate into additional resources
from central Government. It seemed evident that local authorities would
not - and this was evidenced by the experience in Wales of delegation
of listed building consent applications to the local level - take on
additional responsibilities until they were obliged to do so by the
covering legislation.
- Locally important
buildings - although not addressed in great detail in the presentations,
the value of local lists of historic buildings was considered to be
a fundamental part of the Register and this would be addressed further
in the White Paper. It was recognised that this was important in any
drive to building community capacity within the historic environment
and in engendering a sense of pride of place.
|
| |
|
|
| |
Group
Discussions
89. Three breakout groups were organised for the afternoon session of
the seminar, each looking at distinct areas of the HPR. The following
points are intended to provide a flavour of the discussions entered into
and the issues which prompted most discussion. Discussions within the
different groups were managed and evolved in a different way and it is
therefore not practical to reflect these in a consistent pattern.
Designation - Facilitator: Frank Olding
Grading
- If there was going
to be a hierarchy between the assets, why get rid of Grade II*.
- There would be
a resource issue about regrading Grade II* buildings unless they all
automatically became grade 1 and then were reviewed over time.
- The presumption
was that the meaning of Grade II* tended to be that the interior was
good and/or there was good historical association with it, so it was
more than Grade II but did not quite merit Grade I.
- Was Grade II* confusing
to some people because it had not been clearly explained - would it
be better to clarify meaning?
- Was it just the
name that was confusing?
- If we still needed
three grades, why not change it to Grade 1, 2 and 3 or Grade 2, 1A and
1B?
- Would sites on
the local list have a 4th grade?
- The new system
would need to clarify, whether, and to what extent, the site was protected.
- How would the hierarchy
relate to appeals in the planning process?
AGREEMENT: The new
system should retain a hierarchy with greater clarity on what the grades
were and what they meant. The hierarchy was valuable when managing the
site.
Grading
of Scheduled Ancient Monuments (SAMs)
- All SAMs should
be Grade I because they were of national importance - although the group
recognised there was a hierarchy for listed buildings which were of
national importance.
- Some SAMs were
scheduled "on a hunch" and so it was unclear how important
they were and difficult to make a judgement how important they were.
- It was recognised
that, for example, Stonehenge was more significant than a single barrow
on Dartmoor and therefore should be regarded differently.
- SAMs could have
similar bands to buildings, with a proportion of grades allocated to
a number of sites.
AGREEMENT: There should
be grading for SAMs.
Register
of parks and gardens
- Parks and gardens
should be part of the statutory Register.
- A number of parks
and gardens were not included in the current Welsh Register because
it was a voluntary arrangement.
- What would happen
to those who previously did not want to be on the Register? Would they
be forced into Registration? There would need to be a right of appeal.
- People had chosen
not to be on the Register because of security fears.
- What about Registering
landscapes?
- Could locally important
gardens be on the local list?
AGREEMENT: This was
a good opportunity to look at all types of historic assets and the discussion
group was broadly in favour of inclusion on the statutory Register. If
the park or garden was in local authority ownership then it should automatically
be on the Register and not be subject to the voluntary arrangement extended
to others.
Consultation
and interim protection
AGREEMENT: There should
be consultation and a system of interim protection because people would
damage properties to prevent registration. A value could not be placed
on the historic environment and therefore if structures or buildings were
of value they should be protected.
Appeals
AGREEMENT: If there
was prior consultation, then there should be the right of appeal.
Other matters:
It was recognised that there was no battlefields register in Wales but
should one be developed then it should be included in the Register.
Consideration should be given to whether conservation areas required a
grading system because some might be more important than others.
There were challenges with ecclesiastical exemption because some denominations
had better resources than others to maintain their sites and it was hard
to justify the exemption in the longer term.
Marine archaeology must continue to be considered on an UK wide basis
and have consideration for the DEFRA marine bill.
Records -
Facilitator: Richard Avent
The workshop was attended
by ten delegates (three local authorities, four Welsh Archaeological Trusts,
one RCAHMW and two Cadw).
A paper - reproduced
at Annex B - was distributed to workshop members to facilitate discussion.
There was general
agreement that the Welsh Archaeological Trusts' Historic Environment Records
would need to be brought up to the same standards as had been identified
for the Historic Environment Records in England before implementation
of Heritage Protection Review proposals. It was recognised that local
authorities and national parks currently had their own databases for servicing
historic buildings' work (particularly listed building consent applications)
and these databases might also be linked into other related work. Assuming
these were fit for purpose, it was unlikely that local planning authorities
would wish to change their arrangements in the light of the Heritage Protection
Review and rely exclusively on the Trusts' Historic Environment Records.
However, the Historic Environment Records would have an additional duty
in providing information (and possibly advise) on scheduled monument consent
applications and other work related to the unified consent regime. It
was noted that in Wales there was no national Buildings at Risk register,
but a number of local planning authorities held local lists. There may
be scope for these lists to be shared, for example on HERs, and that local
authorities which did not have registers might be required to do so.
The workshop held
the view that a key to the new working arrangements would be ready access
to the main databases (Historic Environment Records, National Monuments
Record of Wales and national register) via a common web-portal. Both further
development of the Historic Environment Records and the web-portal to
bring them up to Heritage Protection Review standards would require additional
funding.
There was general
agreement that a statutory requirement should be placed on local authorities
to maintain historic environment records themselves or, if they were unable
to do this, then through the agency of others. In Wales, such an arrangement
could cover in-house maintenance of historic buildings' databases and
service level agreements with the Archaeological Trusts to maintain the
wider historic environment record.
Consents -
Facilitator: Edward Holland
Delegation
of the consents system
Are the current systems
good at saying 'no'?
- Reality is 'yes,
but' in majority of cases, or simply 'yes'.
- In Flintshire 88%
of LBC applications were approved.
- Legislative terms
implied negativity.
Is full delegation
to local planning authorities desirable or should alternative arrangements
be made?
- With regard to
archaeology and SMC, the Welsh Archaeological Trusts existed to support
local planning authorities so a regional mechanism existed, with Cadw
acting as arbiter and planning authorities making initial decisions.
This structure did not cause any problems in principle and provided
accountability and expertise. It was thought that these existing mechanisms
could work well.
- In-house local
planning authority provision would bring with it major resource implications
and potential conflict of roles with Cadw pending, such as with any
new appeals process.
- There was a need
for 'skills audit' within local and national park authorities in archaeology/historic
buildings.
- It was thought
that archaeologists within the planning structure could provide a lot
of 'local value'.
- It was noted that
only four local planning authorities in Wales had listed building consent
delegation. Having the expertise to manage the consent process was quite
a different matter to deal with the rest of the process that involved
enforcement and administration.
- Some unease was
expressed about the involvement of local/regional/national tiers in
one 'accountable' system.
- It was noted that
the first point of contact within the planning authority was usually
the development control officer, who had little or no expertise in the
historic environment. Cadw must look at resource issues.
- It was thought
that there should be legal obligation for Welsh local planning authorities
to have archaeologist/listed building expertise before delegation could
be put in place successfully.
- With variable administrative
procedures in-house in local planning authorities, there were possible
resource implications that would prove difficult to overcome, regardless
of the availability of conservation expertise.
- On the issue of
grading scheduled ancient monuments, it was thought that if all the
grades were delegated for local determination, then Cadw would have
no future role to play.
- The availability
of the necessary skills and expertise were fundamental to any process
of delegation to the local level. It was questioned how the new system
might deal with or responded to on going skill levels or staff changes.
- There was some
discussion about to what degree should delegation to local planning
authorities be optional. If there was a statutory duty for local planning
authorities to lead in the provision of a comprehensive heritage service
then it should bring with it an automatic funding provision.
- It was recognised
that Cadw needed to be sufficiently resourced to 'monitor' and 'manage'
the designation process.
- Historic Parks
and gardens were non-statutory designations at present. Statutory controls
only existed when developments were planned and this was not considered
to be enough.
- It seemed to make
sense that, within the system of ecclesiastical exemption, SAMs should
fall within the faculty system when buildings were within the curtilage
of the church.
- There may be potential
for conflict between 'regional' consent conditions and national grant
conditions.
- In the case of
buildings in ownership of the State it was questioned what exemption
processes would be followed under the HPR.
- A way would need
to be found on how to identify extra resources needed to deal with the
implications of the review - could WLGA have a role?
Heritage
Partnership Agreements
- The group considered
whether partnership agreements were worthwhile in Wales. It was thought
that the size of site was actually immaterial, since many smaller sites
could be equally complex. It would be important that the legislative
provision was not too prescriptive and allowed for local determination
of the agreement depending on the circumstances.
- The group questioned
how sites and buildings owned by local planning authorities would be
determined. Wider partnerships would be needed in such cases to ensure
a consistent approach to buildings and these could include planned maintenance.
The issue needed careful thought. Could Cadw be a partner in such agreements?
- The view was expressed
that there needed to be clearly defined formal arrangements on management
agreements.
Maritime
Archaeology
- The group questioned
who would deal with designations and consents in maritime archaeology,
and if greater planning authority involvement was envisaged then there
would need to be a process of 'up-skilling' to achieve that.
- It was not clear
whether parks, gardens/landscapes would be placed on the new register.
|
| |
|
|
| |
| |
Next
steps
90. It is intended
that this seminar report will be distributed widely to those individuals
and organisations that attended on the day, and also those who were not
able to do so. The report is also to be published on the Cadw website
- http://www.cadw.wales.gov.uk. There is an open invitation for organisations
and individuals throughout Wales with an interest in the Heritage Protection
Review to submit their comments to Cadw so that these might be taken into
account in the drafting of the White Paper. Comments by the end of August
2006 can be sent to:
Matthew Coward
Policy and Administration Branch
Cadw
Plas Carew, Units 5/7 Cefn Coed
Parc Nantgarw
Cardiff CF15 7QQ
Email: Matthew.Coward@Wales.GSI.Gov.UK
91. In line with the
Welsh Assembly Government's Welsh Language Scheme this seminar report
is being produced in English only.
Cadw
June 2006
|
| |
Annex
A Position Paper
Purpose
The purpose of this
paper is to summarise the background to the review of heritage protection
and outline the key proposals for reform. It also seeks to highlight differences
in practice and procedure between England and Wales and to raise points
and options as a prompt for discussion on the way forward in Wales. These
are part of an ongoing process which started with consultation in 2003,
is continuing with this specific seminar for Wales and any issues raised
in follow up correspondence and will culminate in a UK Government White
Paper setting out proposals for new legislation.
Background
2. New primary legislation
is being considered for the protection and management of historic assets
in Wales and England. Consultation papers on draft proposals setting out
ideas for new legislation were issued separately in each country in 2003,
along with an additional consultation for maritime sites and, in Wales,
an independent review of the arrangements for ecclesiastical exemption.
A summary of the responses to the consultation on protection of terrestrial
designations in Wales is on Cadw's web site at http://www.cadw.wales.gov.uk/upload/resourcepool/31348.htm
3. In the light of
the consultations, it is proposed to issue a joint England and Wales White
Paper in autumn 2006. This will include a section specific to the needs
and circumstances of Wales. There will be a bid for a legislative slot
for a Heritage Protection Bill in the 2007-2008 UK Parliamentary session.
4. Ministers in England
and Wales have yet to determine the detailed content of the White Paper.
This will be informed by comments expressed already in the light of the
2003 consultations, together with the outcome of pilot projects in England.
It was considered that the experience gained from the range and different
types of pilot areas in England would read across to Wales. This will
be supplemented for Wales by comments arising from this Welsh seminar
on 7 June with any additional follow up correspondence or action.
Aims and
main proposals
5. The principal aim
of the proposed reforms is to simplify and rationalise the current designation
regimes and associated consent procedures and to provide for more openness
and accountability.
6. The main elements
of the reforms are
- A register of historic
sites and buildings bringing together the current regimes for listed
buildings, scheduled monuments, registered parks and gardens and battlefields
(only in England) and incorporating World Heritage Sites
- A statutory right
of appeal against designation decisions
- A unified consent
process based on an integrated designation regime, bringing together
scheduled monument and listed building consents, which could be administered
at the local level
- Heritage partnership
agreements consisting of optional statutory management agreements for
more complex sites, again being delivered at the local level
- A new network of
Historic Environment Records to act as the first point of reference
for information on historic assets and to inform the management of change
- Review of the Class
Consent relating to cultivation on archaeological sites.
Welsh perspective
7. Although the aims and objectives of the reforms are the same for
England and Wales, in practice there will be flexibility to arrange
separate provisions in the new legislation given the differences of
approach and application to heritage protection in Wales. The Heritage
Protection measures will also take account of the introduction of new
legislative powers anticipated for Wales on enactment of the new Government
of Wales Bill.
8. In considering what provisions should be made for Wales, the Assembly
Government will be looking at options taking in the different circumstances
and arrangements applying in Wales. A key difference is that in England,
it is envisaged that many of the new reforms will be administered by
English Heritage, a Government sponsored body, for which there is no
equivalent organisation in Wales. In Wales, Cadw is fully part of Government
as the historic environment division of the Welsh Assembly Government.
9. Other areas where there are marked differences in the arrangements
between Wales and England are
- The all-Wales listed
buildings survey was completed at the end of December 2005, with some
30,000 listed buildings.
- By 2010, Cadw will
have largely completed the scheduling enhancement of all known archaeological
sites in Wales, along with many new sites discovered through the Uplands
survey
- There is a perceived
lower overall level of specific conservation expertise within some local
authorities in Wales.
- Apart from in three
authorities, there is no local authority-based archaeological expertise
in Wales and only two of the three National Parks have archaeological
staff.
- Welsh Historic
Environment Records (HERs) - formerly known as SMRs - are located within
the Welsh Archaeological Trusts that do not have statutory powers.
- Cadw's Register
of Historic Parks and Gardens Register was compiled on a voluntary basis
- There is a specific
Register of Historic Landscapes in Wales
- There is currently
no Register of Historic Battlefields in Wales.
Specific
issues for consideration in Wales
10. The seminar will wish to focus attention on the differences of approach
and application above and discuss particularly the issues below in considering
the way forward for Wales:
- In England, DCMS
propose to expand and re-format designation descriptions to help develop
a better understanding and appreciation of an historic asset and what
makes it significant. Individual entries would become longer and would
take time to prepare so a full Register of designations would not be
an immediate or even short-term prospect. In Wales, all Welsh communities
have been surveyed for listing and the scheduling programme is well
advanced. All list descriptions, and scheduling descriptions since the
1970s, are to modern standards. Approximately 70% of listings and 35%
of schedulings are accompanied by a formal justification. It is for
consideration how far current designation descriptions need to be expanded.
- Should the present
voluntary Register of Historic Parks and Gardens in Wales be incorporated
into the proposed new unified designations Register? This would have
statutory force and it is for consideration whether historic parks and
gardens should be put onto a statutory basis
- A statutory right
of appeal against designations - do consultees see a need to expand
the current informal arrangements and to introduce a statutory right
of appeal - to whom in Wales should appeals be directed?
- The proposal in
England is to unify consent processes for buildings and monuments with
delegation to local authorities. In Wales only four local authorities
have applied for and demonstrated sufficient conservation expertise
for grade II listed building consent delegation and expertise is generally
not available to handle scheduled monument consents at the local authority
level. Currently Cadw handles approximately 100 applications for scheduled
monument consent per year, of which around 40% are from local authorities
and 20% (including some local authority) are linked to Cadw grants.
It is for consideration whether the key principles of integration and
local accountability are feasible in these circumstances. It is for
discussion whether full delegation to the local level is possible, whether
alternative arrangements should be made or whether the existing arrangements
should be maintained.
- A more integrated
approach is advocated towards the management of historic assets. This
could range from the type of management agreement that is currently
adopted for single monuments to complicated management agreements entered
into with major landowners and covering the complete range of historic
assets. In England, English Heritage is envisaged as one of the major
partners. It is for discussion in Wales whether Cadw could or should
maintain this role or whether there are alternative approaches that
might be preferred.
- There has long
been a desire in England for local authorities to be statutorily required
to maintain Historic Environment Records (HERS) and this would be included
within the legislation. HERs would then be able to make the Register
available at the local level as a core part of delivering many of the
functions mentioned above. In Wales, HERs are held by the Welsh Archaeological
Trusts who do not have statutory status. What arrangements should be
made in Wales?
Other
issues of common interest
11. Other issues arise from the proposed reforms which could be pursued
administratively or still need further consideration
· Consultation
with owners - the view has prevailed in previous discussions that prior
notification of an intended designation to owners might lead to precipitate
action that might damage an historic structure. In the interests of openness
and accountability, it is proposed to introduce new standard consultation
arrangements before designation with owners, amenity groups and local
authorities. It is for consideration whether there should be interim protection
for historic assets during the period of consultation.
· Designation
grades - decisions have yet to be taken on gradings. One suggestion is
that the existing grades should be consolidated from three to two and
that this would cover scheduled monuments as well as listed buildings.
Issues revolve around the virtue of the II* grade, whether its removal
would devalue grade I buildings and how, in a unified system, grades could
be applied to monuments.
Marine and Ecclesiastical
12. A separate UK-wide consultation took place on designation and other
issues
relating to the underwater heritage. Inter-Departmental working groups
will be advising UK Ministers and it is possible that the protection of
marine assets will be taken forward on an UK basis. It is for discussion
though whether proceeding on a Wales only basis is feasible or desirable.
13. An independent review of ecclesiastical exemption in Wales was carried
out in 2004.It concluded that there was no need to change the arrangements
but recommended a number of improvements in the practice of some denominations.
With the introduction of a new unified Register, it is for consideration
whether all historic assets, including those currently scheduled, should
be subject to the exemption.
|
| |
Cadw
May 2006 |
|
| |
|
|
| |
SUMMARY LIST
OF QUESTIONS FOR CONSIDERATION IN WALES
- Is there a need
for current designation descriptions to be expanded - if so, in what
way?
- Should the present
voluntary Register of Historic Parks and Gardens in Wales be incorporated
into the proposed new unified designations Register?
- Should there be
prior consultation with owners of intention to designate - should there
be a system of interim protection?
- Should grades be
applied to unified designations - what grades?
- · Do consultees
want to see a statutory right of appeal against designation decisions
- to whom?
- Is full delegation
of the consent system to the local level possible or should alternative
arrangements be made -and what?
- · Should
there be formal arrangements for Heritage Partnership Agreements - how
should they operate?
- What arrangements
should be made for HERS in Wales?
- Should proposals
for maritime archaeology proceed on an UK basis; is a system for Wales
only feasible?
- Should the arrangements
for ecclesiastical exemption extend to all designated historic assets
on the proposed unified Register?
- Any other issues
..
|
| |
|
|
| |
Annex
B Records Workshop: paper for discussion
The following need to be in place to deliver arrangements:
- HERs which have
sufficient capacity and have achieved the required revised benchmark
standard. Discussions on standards have been taking place elsewhere
and can be carried over into Wales.
- An on-line National
Register.
Some issues for consideration:
- Different HER arrangements
in Wales but consistent arrangements across all four HERs
- Nature of existing
local planning authority records, particularly for listed buildings
work
- Are there any practical
difficulties in having the HER remotely located from the local planning
authority?
- Do existing records
need to accommodate casework "histories" linked to LBC decisions
or do they just consist of list descriptions, etc?
- How could statutory
status for HERs be achieved?
|
| |
|
|
| |
Annex
C List of Delegates
Dave Jump - Anglesey
County Council
Julian Atkins - City and County of Swansea
Alex Glanville - Church in Wales
Bob Bowler - Newport City Council
Pat Martin - Caerphilly County Borough Council
David Swanson - Monmouthshire
Edward Holland - Monmouthshire
Richard Sumner - Wrexham
Elaine Davey - Victorian Society
Kathryn Hilsden - Powys County Council
Nick Lloyd - Vale of Glamorgan Council
Ian Thomas - Carmarthen County Council
Judith Leigh - SPAB Wales
David Priest - Civic Trust for Wales
Rob Scourfield - Pembrokeshire Coast National Park Authority
Emma Plunkett Dillion - The National Trust
Nic Wheeler - Pembrokeshire Coast National Park
Richard Cole - Vale of Glamorgan Council
D Thompson - Gwynedd Archaeological Trust
Anne Carter - WHST
Gwilym Jones - Snowdonia National Park Authority
John Ellis - Conwy County Borough Council
Phil Ebbrell - Denbighshire County Council
Dave Jump - Isle of Anglesey County Council
Gwilym Hughes - Cambria Archaeology
Lindsay Cuddy - Cardiff City Council
Simon Wardle - The Georgian Group
Tom Lloyd - Historic Houses Association
Frank Olding - Blaenau Gwent County Borough Council
Peter Jones-Hughes - Flintshire County Council
Melissa Howells - Pembrokeshire County Council
Ian Bartlett - Pembrokeshire County Council
Neil Sumner - Bridgend County Borough Council
Hilary Malaws - Royal Commission on the Ancient and Historical Monuments
of Wales
Karina Kucharski - Wrexham County Borough Council
Geraldine Delaney - Cytal APT
Chris Martin - Clwyd Powys Archaeological Trust
Alison Swabey - Garner Southall Partnership
Louise Austin - Cambria Archaeology/ALGAO
Marilyn Lewis - Cadw
Richard Avent - Cadw
Jean Booker - Cadw
Stephen Gear - Cadw
Rick Turner - Cadw
Laurence Burr - Cadw
Alan Richards - Cadw
Lorna Lane - Cadw
|
| |
Annex
D Glossary of terms
DCMS - Department
of Culture, Media and Sport
HPR - Heritage Protection Review
DCLG - Department for Communities and Local Government
EH - English Heritage
HPA - Heritage Partnership Arrangements
HER - Historic Environment Records
SMC - Scheduled Monument Consent
LBC - Listed Building Consent
SAM - Scheduled Ancient Monument
|
| |
|
|
| |
|
|
| |
|
|